Module Title: Compliance and Brokerage TheoryModule ID: 333101000-KM-02NQF Level: 05Credits 12 Purpose: The main focus of the learning in this knowledge module is to build an understanding of to build an understanding of the theory required for compliance and brokerage. The knowledge acquired will enable learners to demonstrate an understanding of: national and international laws […]
CFA: Compliance and Brokerage Theory (KM-02)
